Chad Austin Kennedy

Waterloo Capital

6 Years of Experience

May Earn CommissionSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Waterloo Capital

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

42 advisors

Number of Clients

2,088 clients

Average Client Portfolio

$808K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

3614 W Southern Hills Blvd., Suite 102, Rogers, AR, 72758

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Chad is licensed to sell life and health insurance.

Employment History

Current Registrations

Waterloo Capital

November 2023 - Present · 2 yrs 3 mos

Previous Registrations

Equitable Advisors, LLC

January 2020 - December 2023 · 3 yrs 11 mos

Equitable Advisors, LLCBroker

August 2019 - December 2023 · 4 yrs 4 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.