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Christopher Smallwood

3 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
407 clients
Average Client Portfolio
$724K average
Assets Under Management
$294.5M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $750K1.55%
$750K - $2.0M1.35%
$2.0M - $5.0M1.05%
$5.0M - $10.0M0.85%
$10.0M - $30.0M0.60%
$30M+0.50%

Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

199 Broad Street, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is a Registered Representative/Investment Advisor Representative at Smallwood Wealth Management, dedicating full-time hours to providing financial services. He is also an insurance agent at Smallwood Associates, LTD, but spends no time on this activity.

Employment History
Current Registrations
Regulus Financial Group, LLCBroker
February 2025 - Present · 1 yr
Smallwood Wealth Management
March 2023 - Present · 2 yrs 11 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
November 2022 - March 2025 · 2 yrs 4 mos
State Registrations10 states
CACTFLILLAMANCNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.