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Alejandro Marin

5 Years of Experience
Broker

Alejandro Marin is a registered investment advisor, based in Los Angeles, CA, with 5 years of industry experience.

Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067-5040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alejandro works as an Associate Relationship Manager for SIA LLC, an RIA, dedicating full-time hours to sales and service. A significant portion of his time is spent on securities trading.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
December 2024 - Present · 1 yr 4 mos
Signature Investment Advisors, LLC
December 2024 - Present · 1 yr 4 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2024 - September 2024 · 2 mos
Fidelity Brokerage Services LLCBroker
June 2024 - September 2024 · 3 mos
Charles Schwab & CO., INC.Broker
May 2022 - January 2024 · 1 yr 8 mos
Charles Schwab & CO., INC.
May 2022 - January 2024 · 1 yr 8 mos
Transamerica Financial Advisors, INC.
March 2021 - April 2022 · 1 yr 1 mo
Transamerica Financial Advisors, INCBroker
April 2020 - April 2022 · 2 yrs
Pruco Securities, LLC.Broker
July 2019 - December 2019 · 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.