Jon Goshay is a registered investment advisor at Caldwell Sutter Capital, INC., based in Sausalito, CA, with 1 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 546 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Caldwell Sutter Capital's fees for managing your investments vary depending on the investment strategy and the type of assets in your portfolio.
For the CS Value strategy:
- Fixed income securities, limited partnerships, and other private funds: 0.5% per year
- ETFs and closed-end funds: 1% per year
- Individually researched equities: 1.5% per year
For the CS Strategic Diversified strategy, the annual fee ranges from 0.15% to 1.5% based on the total value of your portfolio and the complexity of services.
Location
30 Liberty Ship Way #3225, Sausalito, CA, 94965-3324
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Caldwell Sutter Capital, INC.
Caldwell Sutter Capital, INC.Broker
State Registrations1 state
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