Aaron John Norris

Cetera Investment Advisers LLC

6 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningFinancial Planning & CoachingInvestment Management

Cetera Investment Advisers LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

10087 advisors

Number of Clients

584,487 clients

Average Client Portfolio

$280K average

Assets Under Management

$163.8B

Fee Structure

Minimum Investment:$5K

Location

303 E Lyons, Spokane, WA, 99208

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Cetera Investment Advisers LLC

March 2021 - Present · 4 yrs 11 mos

Cetera Investment Services LLCBroker

August 2019 - Present · 6 yrs 6 mos

State Registrations18 states

AKAZCACOFLIDKSMIMTNMNVOKORPASCSDTXWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.