Austin Summers is a CFA-designated registered investment advisor, based in Alpharetta, GA, with 5 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Austin is an Investment Advisor Representative (IAR) with Merit Financial Group since September 2022. This activity takes up a full-time commitment.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 8 mos
Merit Financial Advisors
November 2022 - Present · 3 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
September 2022 - August 2024 · 1 yr 11 mos
Cambridge Investment Research, INC.Broker
June 2020 - September 2022 · 2 yrs 3 mos
State Registrations2 states
TXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.