Alec Goldberg is a registered investment advisor, based in San Diego, CA, with 2 years of industry experience.
Location
11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alec works as an agent/employee and representative for Capital Insurance & Investment Planning, Inc. He focuses on insurance sales (life, health, long-term care, fixed annuities, disability) and securities/financial planning/investment management, dedicating full-time hours to these activities.
Employment History
Current Registrations
Kingswood Wealth Advisors, LLC
Kingswood Capital Partners, LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations5 states
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