Austin Thompson is a registered investment advisor, based in Austin, TX, with 6 years of industry experience.
Location
3711 S Mopac Expy, Suite 150, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Austin works as a Registered Investment Adviser and Investment Advisor Representative, dedicating about three-quarters of his time to providing advice to clients. He also sells fixed insurance products and works as a Registered Representative and Fixed Insurance Agent, spending about a quarter of his time on each of these roles.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
49 Financial
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.