AT
AT

Austin David Thompson

6 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
105 advisors
Number of Clients
2,989 clients
Average Client Portfolio
$292K average
Assets Under Management
$871.4M

Fee Structure

Minimum Investment:$25K
Loading...

Location

3711 S Mopac Expy, Suite 150, Austin, TX, 78746

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Austin works as a Registered Investment Adviser and Investment Advisor Representative, dedicating about three-quarters of his time to providing advice to clients. He also sells fixed insurance products and works as a Registered Representative and Fixed Insurance Agent, spending about a quarter of his time on each of these roles.

Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
July 2024 - Present · 1 yr 7 mos
49 Financial
July 2023 - Present · 2 yrs 7 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2023 - January 2024 · 5 mos
Equitable Advisors, LLC
November 2019 - July 2023 · 3 yrs 8 mos
Equitable Advisors, LLCBroker
June 2019 - July 2023 · 4 yrs 1 mo
State Registrations4 states
FLGAKYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.