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Benjamin G Randall

5 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningEducation PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,760 clients
Average Client Portfolio
$467K average
Assets Under Management
$822.1M

Fee Structure

Minimum Investment:None
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Location

5000 Horizons Drive, Upper Arlington, OH, 43220

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is a player in the Premier Lacrosse League since 2018 and a Wealth Management Analyst at TCP Asset Management since 2022. The lacrosse activity is not investment-related, while the analyst role is.

Employment History
Current Registrations
Tcp Asset Management, LLC
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
Morgan Stanley
September 2021 - January 2022 · 4 mos
Morgan StanleyBroker
September 2021 - January 2022 · 4 mos
Equitable Advisors, LLC
July 2019 - September 2020 · 1 yr 2 mos
Equitable Advisors, LLCBroker
May 2019 - September 2020 · 1 yr 4 mos
State Registrations1 state
OH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Benjamin G Randall - Financial Advisor | TrueAdvisor