Patricia Harris is a CFP-designated registered investment advisor at Transglobal Advisory, LLC, based in Monrovia, CA, with 6 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 144 clients with $47M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees are generally negotiable. For accounts strictly invested in fixed income securities, TransGlobal Advisory generally charges an annual fee of 0.25%.
Fee Estimator
Location
185 W Chestnut Ave, Monrovia, CA, 91016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patricia owns Holistic Financial Planning Consultation, works as a fixed insurance agent for Transglobal Insurance Agency, and is a financial consultant for Globalink Securities. She also works as an accountant for Chang & Deka, provides bookkeeping advisory for Intuit, and is a planner for Integrated Financial Consulting, LLC; Patricia spends about half of her time as a fixed insurance agent.
Employment History
Current Registrations
Transglobal Advisory, LLC
Globalink Securities, INC.Broker
Globalink Securities, INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
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