KC
CFP
KC
CFP

Keith Conley

6 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
780 clients
Average Client Portfolio
$264K average
Assets Under Management
$205.6M

Fee Structure

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Location

15520 Rockfield Blvd, Suite G, Irvine, CA, 92618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Keith works as a life insurance and annuity agent with Mitchell Financial Solutions since 2018, dedicating about 10-20% of his time. He places insurance and annuity products as a career agent.

Employment History
Current Registrations
Wealth Teams Alliance
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
On Investment Management CO
January 2020 - December 2023 · 3 yrs 11 mos
The O.N. Equity Sales CompanyBroker
November 2019 - December 2023 · 4 yrs 1 mo
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.