BV
BV

Benjamin Vazquez

6 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

2601 Main Street, Suite 100, Irvine, CA, 92614

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Benjamin has outside W-2 employment at Legends and 310 Provisions, and also works under the DBA Trilogy Financial for LPL business, dedicating full-time hours to this. Benjamin also engages in non-variable insurance activities, spending a few hours per week on this.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 9 mos
Trilogy Capital, INC.
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
April 2022 - May 2023 · 1 yr 1 mo
State Registrations3 states
CACOTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.