Aaron Nickolette is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cincinnati, OH, with 6 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

3805 Edwards Road, Suite 200, Cincinnati, OH, 45209

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Aaron is the treasurer of Crosspointe Community Association, a non-profit homeowners association, since 2019. He dedicates minimal time to this role, as a third party manages the properties and finances, and Aaron has no financial responsibilities.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2020 - Present · 6 yrs
Northwestern Mutual Investment Services, LLCBroker
April 2020 - Present · 6 yrs
Previous Registrations
AXA Advisors, LLC
June 2019 - March 2020 · 9 mos
AXA Advisors, LLCBroker
May 2019 - March 2020 · 10 mos
State Registrations3 states
FLGAOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.