Ralph Doudera
Ralph Doudera is a registered investment advisor at Spectrum Financial INC, based in Virginia Beach, VA, with 37 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 244 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.92% |
Quarterly fee of 0.48% annualized. Leveraged High Yield strategy is 2.52% annually. Fees may be reduced or waived in certain situations. A solicitor’s fee is paid to Representatives ranging from 0.25% to 0.50% of the total assets.
Fee Estimator
Location
2940 N. Lynnhaven Rd., Suite 200, Virginia Beach, VA, 23452
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ralph has a life insurance renewal business with Financial Technology Associates, Inc. He devotes minimal time to this activity.
Employment History
Current Registrations
Spectrum Financial INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.