James Carlson is a registered investment advisor at Northland Asset Management, based in Milwaukee, WI, with 45 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
10700 W. Research Drive, Suite 4, Milwaukee, WI, 53226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a tournament fisherman, dedicating about 10-20% of his time during the spring and summer. He also serves as an arbitrator with the NASD Board of Arbitration and sells raffle tickets at Milwaukee Bucks games.
Employment History
Current Registrations
Northland Asset Management
Northland Securities, INC.Broker
Previous Registrations
First Midamerica Investment CorporationBroker
First Midamerica Investment Corporation
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Painewebber IncorporatedBroker
Dean Witter Reynolds INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
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