TrueAdvisor
TrueAdvisor
AG
AG
View SEC Summary
Areas of Practice
Retirement Planning
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
24630 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$1,000

Location

410 W Continental Rd, Green Valley, AZ, 85622

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2024 - Present · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2024 - Present · 1 yr 6 mos
Previous Registrations
Wells Fargo Advisors
November 2023 - August 2024 · 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2022 - August 2024 · 1 yr 8 mos
Wells Fargo Clearing Services, LLCBroker
May 2019 - April 2021 · 1 yr 11 mos
State Registrations11 states
AZCACOFLNMNVORTXUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.