Steven Beauvais
Steven Beauvais is a registered investment advisor at Sowa Financial Group, based in Lincoln, RI, with 45 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 572 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.00% |
| $500K - $750K | 0.80% |
| $750K - $1.0M | 0.70% |
| $1.0M - $1.5M | 0.65% |
| $1.5M - $2.0M | 0.60% |
| $2M+ | Included |
Fees on amounts over $2,000,000 are as agreed upon. Existing clients may be offered a discounted rate.
Fee Estimator
Location
24 Albion Road, Suite 340, Lincoln, RI, 02865
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2011Other Business Activities
Steven owns Steven J. Beauvais Financial Consultant, Inc., which is his operating company for financial services. He spends most of his time as a registered representative of Commonwealth Equity Services, Inc. and also owns Beauvais Pottery, spending minimal time on it.
Employment History
Current Registrations
Sowa Financial Group
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Investment Management & Research, INCBroker
Mimlic Sales CorporationBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.