CG
CFP
CG
CFP

Catherine Elizabeth Gueli

6 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
3,399 clients
Average Client Portfolio
$416K average
Assets Under Management
$1.4B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.50%
$250K - $500K2.25%
$500K - $1.0M2.00%
$1.0M - $5.0M1.75%
$5M+1.50%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

350 Linden Oaks, Suite 140, Rochester, NY, 14625

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Catherine rents out her lake property through Airbnb, starting in April and ending in October. She spends minimal time ensuring her posts are accurate and following Airbnb policies.

Employment History
Current Registrations
Novem Group
September 2024 - Present · 1 yr 5 mos
Previous Registrations
RBC Capital Markets, LLC
March 2019 - October 2024 · 5 yrs 7 mos
RBC Capital Markets, LLCBroker
February 2019 - October 2024 · 5 yrs 8 mos
State Registrations8 states
COCTILMDNYOHORPA
Advisor
Exams
No exam information available for this advisor.
Catherine Elizabeth Gueli - Financial Advisor | TrueAdvisor