Robert Bernard is a registered investment advisor, based in San Diego, CA, with 45 years of industry experience.
Location
10920 Via Frontera, Suite 500, San Diego, CA, 92127
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Regulatory History (3)
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Customer Dispute
May 2008Denied
Customer Dispute
December 1996Settled
Customer Dispute
June 1991Settled
Other Business Activities
Robert provides investment advisory services through Financial Sense Advisors, Inc., dedicating nearly full-time hours to this activity. He also occasionally creates articles or podcasts, spending minimal time on this.
Employment History
Current Registrations
Financial Sense Securities, INC.Broker
December 2016 - Present · 9 yrs 4 mos
Financial Sense Securities, INC.
December 2016 - Present · 9 yrs 4 mos
Financial Sense Advisors, INC.
April 2011 - Present · 15 yrs
Previous Registrations
LPL Financial LLCBroker
August 2016 - January 2017 · 5 mos
Puplava Securities, INC.Broker
April 2011 - August 2016 · 5 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2011 · 1 yr 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2011 · 1 yr 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2000 - April 2007 · 6 yrs 10 mos
Morgan Stanley Dw INC.Broker
May 2000 - April 2007 · 6 yrs 11 mos
Prudential Securities IncorporatedBroker
June 1995 - June 2000 · 5 yrs
Marketing One Securities, INC.Broker
September 1993 - November 1993 · 2 mos
Wells Fargo Securities INC.Broker
May 1992 - May 1995 · 3 yrs
Painewebber IncorporatedBroker
March 1980 - April 1992 · 12 yrs 1 mo
State Registrations4 states
CAFLNCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.