Sarah Szabo
Sarah Szabo is a registered investment advisor at Spinnaker Asset Management INC., based in Warwick, RI, with 6 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 178 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.05% |
| $100K - $2.0M | 1.00% |
| $2M+ | 0.95% |
Fees may be negotiable based on client circumstances.
Fee Estimator
Location
250A Centerville Road, Suite 2, Warwick, RI, 02886
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sarah owns a rental property and works as an insurance broker, dedicating minimal time to the rental property and a few hours per week to insurance brokering. She also serves as a board member and president of a youth lacrosse league, spending a few hours per week on this activity.
Employment History
Current Registrations
Spinnaker Asset Management INC.
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.