Douglas Pruett is a registered investment advisor at Bcg Securities, INC., based in Park Ridge, NJ, with 45 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,963 clients with $740M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
37 advisors
Number of Clients
1,963 clients
Average Client Portfolio
$377K average
Assets Under Management
$740.0M
Fee Structure
Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees may be negotiated on a case-by-case basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Park Ridge, NJ
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Regulatory History (2)
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Employment Separation After Allegations
September 2016Customer Dispute
July 2002Settled
Other Business Activities
Douglas is the President of DJP Wealth Management, offering financial advisory services as an IAR with BCG Securities/Horace Mann. This takes about 10-20% of his time.
Employment History
Current Registrations
Bcg Securities, INC.
December 2016 - Present · 9 yrs 4 mos
Bcg Securities, INC.Broker
November 2016 - Present · 9 yrs 5 mos
Bcg Securities, INC.
November 2016 - Present · 9 yrs 5 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2015 - October 2016 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
February 2015 - October 2016 · 1 yr 8 mos
Raymond James & Associates, INC.
January 2008 - February 2015 · 7 yrs 1 mo
Raymond James & Associates, INC.Broker
August 2007 - February 2015 · 7 yrs 6 mos
Glen Rauch Securities, INC.Broker
December 1988 - August 2007 · 18 yrs 8 mos
Tucker, Anthony & R. L. Day, INC.Broker
December 1985 - December 1988 · 3 yrs
Gabriele, Hueglin & Cashman INC.Broker
March 1980 - December 1985 · 5 yrs 9 mos
State Registrations8 states
FLLAMANJNVNYTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.