Joseph Allen
Joseph Allen is a CFP-designated registered investment advisor at Lane Brothers Investment Counsel, based in Prescott, AZ, with 7 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 317 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
Advisory fee is negotiable, depending on individual client circumstances.
Fee Estimator
Location
1560 Plaza West Drive, Prescott, AZ, 86303
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2023Other Business ActivitiesSells Insurance
Joseph works as an insurance agent selling life, disability, annuities, and long-term care products since 2019. This takes a few hours per week, with minimal time during trading hours.
Employment History
Current Registrations
Lane Brothers Investment Counsel
Previous Registrations
Cwm, LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.