TL
TL

Thomas Andrew Lombardi

4 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
881 clients
Average Client Portfolio
$940K average
Assets Under Management
$828.2M

Fee Structure

Minimum Annual Fee:$10,000
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Location

Santa Monica, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a Professor of Finance at Pepperdine University since 2021. This activity takes nearly full-time hours during trading hours.

Employment History
Current Registrations
Intelligence Driven Advisers, LLC
March 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wave Financial LLC
January 2020 - June 2020 · 5 mos
Wave Financial
December 2018 - June 2020 · 1 yr 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Thomas Andrew Lombardi - Financial Advisor | TrueAdvisor