Robert Cooke is a registered investment advisor at Broxton Capital Advisors, based in Memphis, TN, with 25 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 52 clients with $31M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
52 clients
Average Client Portfolio
$591K average
Assets Under Management
$30.7M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Memphis, TN
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2001Settled
Customer Dispute
December 1998Settled
Other Business Activities
Robert is involved with Doozy Cards, LLC, dedicating a few hours per week. He also spends minimal time per week with Broxton Capital Advisors and nearly full-time hours with Hudson Cooper Asset Mgmt, Inc.
Employment History
Current Registrations
Broxton Capital Advisors
January 2019 - Present · 7 yrs 3 mos
Previous Registrations
Broxton Capital Advisors
February 2015 - May 2017 · 2 yrs 3 mos
Broxton Capital Advisors LLC
April 2012 - June 2012 · 2 mos
Hudson Cooper Asset Management, INC.
January 2012 - January 2022 · 10 yrs
Broxton Capital Advisors LLC
April 2008 - April 2012 · 4 yrs
Western International Securities
March 2006 - May 2007 · 1 yr 2 mos
UBS Financial Services INC.
March 2000 - April 2006 · 6 yrs 1 mo
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.