James Randall is a registered investment advisor at Capital Advisors, INC., based in Frisco, TX, with 6 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,118 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
37 advisors
Number of Clients
3,118 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$500K
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3001 Dallas Parkway, Suite 550, Frisco, TX, 75034
Get directionsHistory
Regulatory History (1)
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Criminal
August 2010Final Disposition
Employment History
Current Registrations
Capital Advisors, INC.
October 2022 - Present · 3 yrs 6 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
August 2021 - November 2022 · 1 yr 3 mos
Northwestern Mutual Investment Services, LLCBroker
July 2021 - November 2022 · 1 yr 4 mos
Edward Jones
February 2019 - February 2021 · 2 yrs
Edward JonesBroker
December 2018 - February 2021 · 2 yrs 2 mos
State Registrations2 states
OKTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.