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Coby James Schwartz

6 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
14 advisors
Number of Clients
2,599 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$4.9B
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Location

161 Washington Street, Suite 1325, Conshohocken, PA, 19428

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Coby is an Associate Regional Director at Copeland Capital Management, LLC, a financial services and investment firm. This role takes nearly full-time hours.

Employment History
Current Registrations
Vigilant Distributors, LLCBroker
January 2022 - Present · 4 yrs 1 mo
Copeland Capital Management, LLC
October 2019 - Present · 6 yrs 4 mos
Previous Registrations
Northern Lights Distributors, LLCBroker
November 2019 - December 2021 · 2 yrs 1 mo
Janney Montgomery Scott LLC
January 2019 - October 2019 · 9 mos
Janney Montgomery Scott LLCBroker
November 2018 - October 2019 · 11 mos
State Registrations5 states
CACOILMAPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.