JF
JF

Joshua Stephen Falter

7 Years of Experience
Sells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
5 advisors
Number of Clients
936 clients
Average Client Portfolio
$303K average
Assets Under Management
$283.3M

Fee Structure

Financial Planning:Investment management only
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Location

7505 NW Tiffany Springs Parkway, 4th Floor, Kansas City, MO, 64153

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joshua sells fixed insurance and fixed annuities through Mid American Wealth Advisory Group Inc., dedicating nearly full-time hours to this. He is also involved with Mid-American Wealth Advisory Services LLC, an independent investment advisory firm.

Employment History
Current Registrations
Mid-American Wealth Advisory Group
November 2020 - Present · 5 yrs 3 mos
Previous Registrations
Sound Income Strategies, LLC
October 2018 - November 2020 · 2 yrs 1 mo
State Registrations2 states
KSMO
Advisor
Exams
No exam information available for this advisor.