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Robert Elliott

7 Years of Experience
Broker

Robert Elliott is a registered investment advisor at Riverfront Investment Group, LLC, based in Richmond, VA, with 7 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 977 clients with $1.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
26 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

RiverFront Investment Group manages investments through wrap fee programs. Clients pay an asset-based fee to the brokerage firm, which then pays RiverFront. RiverFront's fees typically do not exceed 0.50% per year for Advantage and ETF Advantage accounts, and 0.45% for UMA/MDP accounts. RiverFront does not earn an account-level fee for RiverShares model portfolios. Custom Portfolio Solutions fees typically do not exceed 0.50% per year.

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Location

1214 East Cary Street, Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is a Senior Regional Director at RiverFront Investment Group, LLC, dedicating full-time hours to sales. He also works as a Registered Representative for ALPS Distributors, spending a few hours per week on marketing and sales for RiverFront Funds.

Employment History
Current Registrations
Riverfront Investment Group, LLC
January 2019 - Present · 7 yrs 3 mos
Alps Distributors, INC.
October 2018 - Present · 7 yrs 6 mos
Alps Distributors, INC.Broker
October 2018 - Present · 7 yrs 6 mos
State Registrations2 states
MDVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Elliott - Financial Advisor | TrueAdvisor