Gerardo Vergara is a CFP-designated registered investment advisor, based in Oakdale, CA, with 6 years of industry experience.
Location
210 S Sierra Ave, Ste 106, Oakdale, CA, 95361-4212
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Leaders Group, INC.
January 2026 - Present · 3 mos
The Leaders Group, INC.Broker
January 2026 - Present · 3 mos
Verity Asset Management
December 2025 - Present · 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2020 - April 2025 · 5 yrs 3 mos
Ameriprise Financial Services, LLCBroker
January 2020 - April 2025 · 5 yrs 3 mos
Edward Jones
January 2019 - December 2019 · 11 mos
Edward JonesBroker
November 2018 - December 2019 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.