MP
MP

Mary Frances Phillips

36 Years of Experience
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
1 client
Average Client Portfolio
$1.8B average
Assets Under Management
$1.8B
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Location

1200 17th St #1000, Denver, CO, 80202-5835

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mary works as an operations manager at Freedom Funds Management Company (RIA), managing operations and fund accounts. This is a full-time commitment.

Employment History
Current Registrations
Freedom Funds Management CO
January 1999 - Present · 27 yrs 1 mo
Previous Registrations
Colorado Financial Service CorporationBroker
June 2016 - March 2018 · 1 yr 9 mos
Smith Hayes Financial Services CorporationBroker
December 1994 - April 2016 · 21 yrs 4 mos
Hanifen, Imhoff INC.Broker
May 1990 - November 1994 · 4 yrs 6 mos
Shearson/american Express INC.Broker
March 1982 - April 1983 · 1 yr 1 mo
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.
Mary Frances Phillips - Financial Advisor | TrueAdvisor