Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

51 Madison Avenue, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nylife Distributors LLC
March 2024 - Present · 1 yr 11 mos
New York Life Investment Management LLC
March 2024 - Present · 1 yr 11 mos
Nylife Distributors LLCBroker
March 2024 - Present · 1 yr 11 mos
Previous Registrations
Federated Global Investment Management CORP.
May 2019 - March 2024 · 4 yrs 10 mos
Mdt Advisers, a Division of Federated Mdta LLC
November 2018 - March 2024 · 5 yrs 4 mos
Federated Investment Counseling
November 2018 - March 2024 · 5 yrs 4 mos
Federated Securities CORP.
November 2018 - March 2024 · 5 yrs 4 mos
Federated Securities CORP.Broker
October 2018 - March 2024 · 5 yrs 5 mos
State Registrations3 states
NYOHPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.