Joel Nesbitt
Joel Nesbitt is a registered investment advisor at Capital a Wealth Management, based in Glendale, AZ, with 5 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,162 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital A charges a percentage of your portfolio each year for investment management services. The specific rate is determined by a contract. The fee is calculated based on the average daily balance of your account and is billed monthly in arrears. The custodian will directly debit your account for the advisory fee. At Capital A's discretion, asset amounts in accounts from the same household may be aggregated together to determine the advisory fee.
Location
6043 W Laurie Lane, #1, Glendale, AZ, 85302
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joel is involved with Capital A Insurance, LLC, engaging in insurance sales and services as a paraplanner since 2021. This takes about a quarter of his time, with a similar amount of time spent during trading hours.
Employment History
Current Registrations
Capital a Wealth Management
Previous Registrations
Ae Wealth Management, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ae Wealth Management, LLC
Gwfs Equities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.