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AC
AC
Aaron Constante
Merrill Lynch, Pierce, Fenner & Smith Incorporated
5 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
24630 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B
Fee Structure
Financial Planning:
Investment management only
Minimum Annual Fee:
$1,000
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Location
23655 N Scottsdale Rd, Scottsdale, AZ, 85255
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Financial
May 2018
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
August 2024 - Present · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2024 - Present · 1 yr 6 mos
Previous Registrations
LPL Financial LLC
May 2024 - May 2024 · 0 mos
LPL Financial LLC
Broker
May 2024 - May 2024 · 0 mos
First Citizens Investor Services, INC.
August 2023 - April 2024 · 8 mos
First Citizens Investor Services, INC.
Broker
August 2023 - April 2024 · 8 mos
J.P. Morgan Securities LLC
July 2022 - March 2023 · 8 mos
J.P. Morgan Securities LLC
Broker
September 2021 - March 2023 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2020 - July 2021 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
April 2020 - July 2021 · 1 yr 3 mos
J.P. Morgan Securities LLC
Broker
September 2018 - October 2019 · 1 yr 1 mo
State Registrations
53 states
AK
AL
AR
AZ
CA
CO
CT
DC
DE
FL
GA
HI
IA
ID
IL
IN
KS
KY
LA
MA
MD
ME
MI
MN
MO
MS
MT
NC
ND
NE
NH
NJ
NM
NV
NY
OH
OK
OR
PA
PR
RI
SC
SD
TN
TX
UT
VA
VT
Virgin Islands
WA
WI
WV
WY
Advisor
Broker
Both
Exams
No exam information available for this advisor.