Arthur Gallo
Arthur Gallo is a registered investment advisor at Lombard Advisers Incorporated, based in Baltimore, MD, with 7 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 955 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable and may be lower based on various criteria.
Fee Estimator
Location
1820 Lancaster St, Baltimore, MD, 21231
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Arthur is an agent at Corto Financial Group (CFG) since 2019, focusing on insurance sales, including life, disability, and long-term care, taking nearly all of his time. He also has a partnership with Splash Financial since 2022, refinancing medical student loans, and Gallo Financial Group LLC established in 2023 for personal tax purposes.
Employment History
Current Registrations
Lombard Advisers Incorporated
Lombard Securities IncorporatedBroker
Previous Registrations
Nylife Securities LLCBroker
State Registrations1 state
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