NK
NK

Nicholas Scott King

7 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
332 clients
Average Client Portfolio
$6.0M average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $10.0M0.90%
$10.0M - $50.0M0.60%
$50.0M - $100.0M0.40%
$100M+0.40%

Fees negotiable for amounts over $100,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

New York, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is the Executive Director of After Arts, an LLC that connects professionals and musicians, dedicating about 10-20% of his time. He is also a Managing Director at Fort Point Capital Partners and a board member for Project Music Heals Us, a music non-profit, spending minimal time on this.

Employment History
Current Registrations
Uhlmann Price Securities, LLCBroker
July 2023 - Present · 2 yrs 7 mos
Uhlmann Price Securities, LLC
July 2023 - Present · 2 yrs 7 mos
Fort Point Capital Partners LLC
October 2021 - Present · 4 yrs 4 mos
Previous Registrations
Alliancebernstein L.P.
January 2019 - November 2021 · 2 yrs 10 mos
Sanford C. Bernstein & CO., LLCBroker
September 2018 - November 2021 · 3 yrs 2 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Nicholas Scott King - Financial Advisor | TrueAdvisor