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Nicholas King

7 Years of Experience
Broker

Nicholas King is a registered investment advisor, based in New York, NY, with 7 years of industry experience.

Location

New York, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicholas is the Executive Director of After Arts, an LLC that connects professionals and musicians, dedicating about 10-20% of his time. He is also a Managing Director at Fort Point Capital Partners and a board member for Project Music Heals Us, a music non-profit, spending minimal time on this.

Employment History
Current Registrations
Uhlmann Price Securities, LLC
July 2023 - Present · 2 yrs 9 mos
Uhlmann Price Securities, LLCBroker
July 2023 - Present · 2 yrs 9 mos
Fort Point Capital Partners LLC
October 2021 - Present · 4 yrs 6 mos
Previous Registrations
Alliancebernstein L.P.
January 2019 - November 2021 · 2 yrs 10 mos
Sanford C. Bernstein & CO., LLCBroker
September 2018 - November 2021 · 3 yrs 2 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas King - Financial Advisor | TrueAdvisor