Adam Roberts is a CFP-designated registered investment advisor at Potentia Wealth, based in San Jose, CA, with 6 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 587 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Potentia Wealth charges an annual advisory fee for portfolio management, ranging from 0.6% to 2.0% of the total value of your managed accounts. This fee is negotiable and billed quarterly in advance. Clients may also pay fees to third-party portfolio managers and platform fees, typically ranging from 0.15% to 1% of account assets per year. Clients with SWM I accounts will also pay custodial charges.
Location
1226 Lincoln Ave, Suite 200, San Jose, CA, 95125
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam is an insurance agent in San Jose, CA, selling fixed insurance products. This activity is investment-related.
Employment History
Current Registrations
Potentia Wealth
Previous Registrations
Mariner Independent
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.