AB
CFP
AB
CFP

Andrew James Babb

7 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
437 advisors
Number of Clients
31,522 clients
Average Client Portfolio
$246K average
Assets Under Management
$7.8B

Fee Structure

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Location

2679 Main St, Suite 311, Littleton, CO, 80120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew works as an agent at Streamside Wealth, an insurance brokerage, focusing on insurance sales and service, including Penn Mutual Life products. This activity is investment-related and takes nearly all of Andrew's time.

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
July 2024 - Present · 1 yr 7 mos
Hornor, Townsend & Kent, LLCBroker
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
August 2018 - August 2024 · 6 yrs
State Registrations16 states
AZCACOCTFLLAMDMIMNMONYOHSCTXUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew James Babb - Financial Advisor | TrueAdvisor