AC
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Ashley Cluley

7 Years of Experience
BrokerSells Insurance

Ashley Cluley is a registered investment advisor at Mma Securities LLC, based in Anderson, SC, with 7 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.

Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):

  • In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
  • MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
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Location

Anderson, SC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ashley is an employee of Marsh & McLennan Agency LLC, supporting its insurance services, and an investment adviser representative of MMA Asset Management LLC, providing wealth management and financial planning services. She is also a board member of Cleo Bailey Experiment, a non-profit, dedicating minimal time to this activity.

Employment History
Current Registrations
Mma Securities LLCBroker
February 2024 - Present · 2 yrs 2 mos
Mma Securities LLC
February 2024 - Present · 2 yrs 2 mos
Mma Securities LLC
February 2024 - Present · 2 yrs 2 mos
Previous Registrations
Empower Financial Services, INC.Broker
April 2023 - January 2024 · 9 mos
Empower Advisory Group, LLC
April 2023 - January 2024 · 9 mos
Foster Victor Wealth Advisors
January 2021 - February 2023 · 2 yrs 1 mo
Bb&t Institutional Investment Advisers, INC.
June 2018 - December 2020 · 2 yrs 6 mos
State Registrations1 state
SC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.