Angela Caggiano is a registered investment advisor, based in Boston, MA, with 7 years of industry experience.
Location
100 Federal St, Boston, MA, 02110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Franklin Distributors, LLCBroker
July 2024 - Present · 1 yr 9 mos
Franklin Distributors, LLC
July 2024 - Present · 1 yr 9 mos
Putnam Investment Management, LLC
August 2021 - Present · 4 yrs 8 mos
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
August 2021 - July 2024 · 2 yrs 11 mos
Goldman Sachs & CO. LLCBroker
January 2021 - August 2021 · 7 mos
Mercer Allied Company, L.P.Broker
April 2019 - January 2021 · 1 yr 9 mos
Goldman Sachs Ayco Personal Financial Management
September 2018 - August 2021 · 2 yrs 11 mos
State Registrations16 states
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AdvisorBroker
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Exams
No exam information available for this advisor.