AS
AS

Adam Lawrence Smith

7 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
502 clients
Average Client Portfolio
$689K average
Assets Under Management
$346.1M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

Hickory, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Fortress Financial Partners, Fortress Investment Management, and Fortress Retirement Plan Advisors are DBAs used for business conducted by Fortress Private Ledger, LLC. This activity is not investment-related.

Employment History
Current Registrations
Fortress Private Ledger, LLC
June 2024 - Present · 1 yr 8 mos
Fortress Private Ledger, LLC
June 2024 - Present · 1 yr 8 mos
Fortress Private Ledger, LLCBroker
June 2024 - Present · 1 yr 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2018 - June 2024 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2018 - June 2024 · 5 yrs 11 mos
State Registrations7 states
FLKYNCOHSCTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.