AG
CFP
AG
CFP

Alexis Sabrina Garza

5 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
450 clients
Average Client Portfolio
$3.7M average
Assets Under Management
$1.7B

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $7.5M0.65%
$7.5M - $15.0M0.40%
$15.0M - $25.0M0.30%
$25M+0.25%

Fees are calculated on a cumulative basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$5,000
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Location

7200 N. Mopac, Suite 315, Austin, TX, 78731

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alexis is a council member for the CFP Board, serving as a subject matter expert for the CFP® exam since 2023. This involves conference calls and meetings three times a year, taking about 10-20% of Alexis's time.

Employment History
Current Registrations
Austin Asset
December 2023 - Present · 2 yrs 2 mos
Previous Registrations
Charles Schwab & CO., INC.
October 2021 - July 2023 · 1 yr 9 mos
Charles Schwab & CO., INC.Broker
October 2021 - July 2023 · 1 yr 9 mos
TD Ameritrade Investment Management, LLC
September 2019 - October 2021 · 2 yrs 1 mo
TD Ameritrade, INC.
September 2019 - October 2021 · 2 yrs 1 mo
TD Ameritrade, INC.Broker
August 2019 - October 2021 · 2 yrs 2 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.
Alexis Sabrina Garza - Financial Advisor | TrueAdvisor