CL
CL

Collin Lockwood

3 Years of Experience
Broker

Collin Lockwood is a registered investment advisor at Pgim Investments LLC, based in Newark, NJ, with 3 years of industry experience. Collin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

655 Broad Street, Newark, NJ, 07102

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Pgim Investments LLC
April 2024 - Present · 2 yrs
Prudential Investment Management Services LLC
April 2024 - Present · 2 yrs
Prudential Investment Management Services LLCBroker
April 2024 - Present · 2 yrs
Previous Registrations
Pgim Investments LLC
February 2023 - July 2023 · 5 mos
Prudential Investment Management Services LLCBroker
February 2023 - July 2023 · 5 mos
Wells Fargo Advisors Financial Network, LLC
April 2022 - January 2023 · 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2022 - January 2023 · 1 yr
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Collin Lockwood - Financial Advisor | TrueAdvisor