AF
AF

Aaron Fricke

7 Years of Experience
Naperville, IL
Broker

Aaron Fricke is a registered investment advisor at Ptma Investment Advisors, based in Naperville, IL, with 7 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 157 clients with $28B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
29 advisors
IM Fee
Planning only
Assets Under Management
$27.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2135 Citygate Lane, 7th Floor, Naperville, IL, 60563

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron owns residential rental property in Lancaster, PA, collecting rent and performing maintenance. He spends minimal time on this activity and none during business hours.

Employment History
Current Registrations
Pma Securities, LLCBroker
February 2021 - Present · 5 yrs 2 mos
Ptma Investment Advisors
February 2021 - Present · 5 yrs 2 mos
Pma Securities, LLC
February 2021 - Present · 5 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
March 2019 - January 2021 · 1 yr 10 mos
RBC Capital Markets, LLCBroker
January 2019 - January 2021 · 2 yrs
State Registrations6 states
FLIAMONHNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.