Allen Klein is a registered investment advisor, based in Alpharetta, GA, with 6 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Allen works full-time as a Client Service Manager for Stone Creek Capital Management LLC, a registered investment advisor (RIA). His responsibilities are administrative and non-producer related.
Employment History
Current Registrations
Merit Financial Advisors
March 2026 - Present · 1 mo
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 8 mos
Stone Creek Capital Management LLC
July 2024 - Present · 1 yr 9 mos
Previous Registrations
Merit Financial Advisors
July 2023 - July 2024 · 1 yr
LPL Financial LLCBroker
June 2023 - July 2024 · 1 yr 1 mo
Newbridge Financial Services Group, INC.
October 2022 - March 2023 · 5 mos
Newbridge Securities CorporationBroker
January 2020 - March 2023 · 3 yrs 2 mos
Tradestation Securities, INC.Broker
March 2019 - January 2020 · 10 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.