Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
932 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.6B

Fee Structure

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Location

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN, 55431-1120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Management Associates INC
May 2025 - Present · 9 mos
Capital Management Securities, INC.Broker
May 2025 - Present · 9 mos
Previous Registrations
Morgan Stanley
June 2019 - May 2025 · 5 yrs 11 mos
Morgan StanleyBroker
January 2019 - May 2025 · 6 yrs 4 mos
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.