CC
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Caleb Joe Casto

6 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
8,726 clients
Average Client Portfolio
$725K average
Assets Under Management
$6.3B

Fee Structure

Financial Planning:Included in AUM fee
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Location

6005 Hidden Valley Road, Suite 290, Carlsbad, CA, 92011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Caleb operates Vandalia Wealth Management as a DBA for his investment advisory business. He is also an insurance agent since 2018, selling life, accident and health, and variable life and annuity products, dedicating about 10% of his time to this activity.

Employment History
Current Registrations
Axxcess Wealth Management, LLC
August 2023 - Present · 2 yrs 6 mos
Previous Registrations
Fifth Third Securities, INC.
June 2022 - August 2023 · 1 yr 2 mos
Fifth Third Securities, INC.Broker
June 2022 - August 2023 · 1 yr 2 mos
Northwestern Mutual Investment Services, LLCBroker
September 2019 - June 2022 · 2 yrs 9 mos
State Registrations1 state
WV
Advisor
Exams
No exam information available for this advisor.
Caleb Joe Casto - Financial Advisor | TrueAdvisor