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Brandon Warres

7 Years of Experience
Broker

Brandon Warres is a registered investment advisor, based in Alpharetta, GA, with 7 years of industry experience.

Location

1720 Windward Concourse, Suite 115, Alpharetta, GA, 30005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
First Southern, LLCBroker
January 2020 - Present · 6 yrs 3 mos
Fsam LLC
November 2019 - Present · 6 yrs 5 mos
Previous Registrations
First Southern Securities, LLC.Broker
November 2019 - October 2020 · 11 mos
Edward Jones
August 2018 - January 2019 · 5 mos
Edward JonesBroker
July 2018 - January 2019 · 6 mos
E*trade Securities LLCBroker
April 2018 - May 2018 · 1 mo
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.