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RW
CFA
RW
CFA

Robert John Waldie

Sprott Asset Management USA INC.
7 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Sprott Asset Management USA INC.
Compensation
Fee-Only (AUM)
Firm Size
24 advisors
Number of Clients
2,613 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$4.6B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

Location

200 Bay Street, Suite 2600, Toronto, On, M5J 2J1

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sprott Asset Management USA INC.
April 2018 - Present · 7 yrs 10 mos
Sprott Global Resource Investments LTDBroker
April 2018 - Present · 7 yrs 10 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.