Michael Swartz
Michael Swartz is a registered investment advisor at Fiduciary Financial Planning Network, based in Onalaska, WI, with 7 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 747 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Fees are negotiable. For a limited time, fees may be up to 5.00% on the first $500,000, up to 2.00% on $500,001 - $1,000,000, and up to 1.00% on $1,000,001 and up.
Fee Estimator
Contact
Michael Swartz
Location
1131 Main Street, Onalaska, WI, 54650
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an independent insurance agent selling fixed insurance products, dedicating nearly full-time hours to this. He is also a financial consultant with Charterpoint Financial and owner of Swartz Financial Planning, both involving insurance, securities, and investment product sales, taking about a quarter and half of his time, respectively.
Employment History
Current Registrations
Fiduciary Financial Planning Network
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.