Gregory Crofton is a CFP-designated registered investment advisor at Adap Tax Financial, INC., based in Pleasanton, CA, with 7 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 38 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees are cumulative based upon the schedule above. Minimum $50 per quarter per account.
Fee Estimator
Contact
Gregory Crofton
Location
4725 First Street, Suite 275, Pleasanton, CA, 94566
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gregory is a part-time instructor at UC Berkeley Extension, teaching personal finance, accounting, and tax. He spends a few hours per week on this activity.
Employment History
Current Registrations
Adap Tax Financial, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Mr. Crofton is a graduate of the Haas School of Business where he studied finance and accounting. He also holds a Certificate with Honors in Personal Financial Planning from the U.C. Berkeley Extension. He also teaches Personal Financial Planning and Accounting Courses at U.C. Berkeley.